**Order No. 3 of the National Economic and Trade Commission of the People's Republic of China**
The Measures for the Administration of the Appraisal and Acceptance of New Products and New Technologies, issued by the National Economic and Trade Commission, will take effect from the date of promulgation. This order was signed by Wang Zhongyu, Director of the State Economic and Trade Commission, on May 26, 1997.
**General Provisions**
These measures aim to standardize the appraisal and acceptance of new products and technologies (hereinafter referred to as “the Certificateâ€), enhance the management of technological innovation, and promote the production and application of advanced and applicable new products and technologies. The goal is to ensure that these innovations are effectively implemented and contribute to economic growth and social benefits.
The second article defines the process of appraising new products and technologies. It involves the economic management department hiring relevant experts to conduct a comprehensive evaluation of the technical performance, feasibility, market potential, and economic and social benefits of new products or technologies developed through innovation or pilot testing.
Article 3 clarifies what constitutes a new product and a new technology. A new product is one that incorporates new principles, design ideas, or significant improvements in structure, materials, or processes, leading to enhanced performance or functionality. A new technology refers to an improved method in production that increases efficiency, reduces costs, improves quality, and saves energy.
Article 4 outlines the responsibilities of the State Economic and Trade Commission in overseeing the appraisal of new products and technologies nationwide. Provincial and municipal authorities, along with relevant state departments, are tasked with managing and supervising these activities within their jurisdictions.
**Chapter II: Scope and Principles of Appraisal**
Article 5 specifies that all national and provincial-level new products and technologies must be appraised under these measures. Special cases, such as those involving public safety or national regulations, must comply with additional requirements.
Article 6 emphasizes the principles of objectivity, fairness, and scientific rigor in the appraisal process. Expert opinions and user feedback are essential to ensure the credibility and rationality of the evaluation.
Article 7 states that the conclusions of the appraisal serve as the basis for approval, promotion, and policy support for new products and technologies.
**Chapter III: Contents and Procedures of Appraisal**
Article 8 details the main aspects of the appraisal, including technical performance, compliance with standards, and analysis of market and economic potential.
Article 9 lists the conditions required for applying for an appraisal, such as technical innovation, completeness of documentation, and adherence to environmental and safety regulations.
Article 10 describes the application process, requiring a written request and a timely response from the appraisal organization.
Article 11 outlines three possible appraisal methods: testing and analysis, expert meetings, and contract-based acceptance.
Article 12 mandates that approved new products and technologies receive an official certificate issued by the appraisal organization.
Article 13 allows higher authorities to invalidate appraisal results if fraud is detected.
**Chapter IV: Organization and Management of Appraisal**
Article 14 establishes a hierarchical system for managing appraisals, with national projects supervised by the State Economic and Trade Commission.
Article 15 outlines the duties of the appraisal organization, including reviewing applications, selecting appraisal methods, and issuing certificates.
Article 16 sets the qualifications for members of the appraisal committee, emphasizing expertise and impartiality.
Article 17 defines the composition of the appraisal committee, ensuring a balance between technical and user representatives.
Article 18 details the responsibilities of the appraisal committee, including conducting evaluations and submitting reports.
Article 19 requires participants to protect trade secrets and avoid unauthorized disclosure.
**Chapter V: Penalties**
Article 20 outlines penalties for fraudulent practices, including suspension or revocation of appraisal results and administrative sanctions.
Article 21 addresses negligence or misconduct by appraisal staff, leading to disciplinary actions.
Article 22 penalizes experts who provide false conclusions, potentially disqualifying them from future roles.
Article 23 deals with violations of confidentiality, with legal consequences for unauthorized use of trade secrets.
**Chapter VI: Supplementary Provisions**
Article 24 allows relevant departments to develop detailed implementation rules based on these measures.
Article 25 assigns the State Economic and Trade Commission the authority to interpret these measures.
This document serves as a comprehensive guideline for the systematic appraisal and acceptance of new products and technologies across China, ensuring quality, innovation, and compliance with national standards.
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